(Translation) PAGE 112 (Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as...
(Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as both Houses of Parliam...
for new employees; employees annually sign for acknowledgment of the rules and penalties; the code of conduct is publicized for employees and outsiders. 1.3 There are procedures to monitor and assess
from time to time, to allow the SEC Office to monitor compliance with this Notification, within a time period specified by the SEC Office, provided that the requirement does not cause unreasonable burden
August 8, 2013, the Bangkok South Criminal Court sentenced the accused to pay a fine of Baht 91,800. Since the accused pled guilty, the Court reduced the fines by half, resulting in a fine of Baht 45,900
August 8, 2013, the Bangkok South Criminal Court sentenced the accused to pay a fine of Baht 73,400. Since the accused pled guilty, the Court reduced the fines by half, resulting in a fine of Baht 36,700
December 24, 2014, the Criminal Court sentenced the accused to pay a fine of Baht 364,000. Since the accused pled guilty, the Court reduced the fines by half, resulting in a fine of Baht 182,000 and a
specified period. On December 24, 2014, the Criminal Court sentenced the accused to pay a fine of Baht 227,000. Since the accused pled guilty, the Court reduced the fines by half, resulting in a fine of Baht
) to the SEC and the SET within specified period. The Criminal Court sentenced the accused to pay a total fine of Baht 121,500. Since the accused pled guilty, the Court reduced the fines by half
SEC and the SET within specified period. .The Criminal Court sentenced the accused to pay a total fine of Baht 534,000. Since the accused pled guilty, the Court reduced the fines by half, resulting in a