system, (4) operational and IT management system, (5) database system, and (6) compliance system. Besides, derivatives agents must designate responsible officers to ensure compliance with all rules and

inspection mechanism to ensure that they are properly set up, managed and monitored to prevent savings exploitation or misspending for purposes that have nothing to do with education. For these reasons

Monetary Authority of Singapore to double check UBS?s document to ensure its accuracy and completeness. Regarding Form 246-2 irrelevantly filed with errors by UBS on August 24, 2001, the SEC urges anyone

trading or otherwise, and we shall further our investigation by virtue of the SEA and clarify all the facts to the public to ensure market confidence.?

set up system for brokers and press to be able to verify rumor/information with official contact persons. This will ensure correctness of information and prevent rumor spreading. Meanwhile, investors

warnings on investment risks through advertisements of digital asset business operators tend to be inflexible in certain areas and may be inconsistent with their business nature.To ensure that digital asset

Commission (OIC) and the SEC – in partnership with the PDPC. This collaboration aimed to ensure the smooth compliance of the financial sector with the Personal Data Protection Law and uphold the true intent

through both on-site inspections and off-site monitoring to ensure that they comply with relevant regulations, measures, and business standards,” added Deputy Secretary-General.  

Commission (OIC) and the SEC – in partnership with the PDPC. This collaboration aimed to ensure the smooth compliance of the financial sector with the Personal Data Protection Law and uphold the true intent

via the cahnnels below (24 hours everyday).  The complaint will be handled by a special committee to ensure transparency and fairness. ​ Whistleblower Handling   Tel : 0-2033-9999​ or e-mail : whistle