dealing of debt securities or ceases to execute dealing transactions of debt securities, and the securities company has notified the SEC Office in writing of the ceasing of business undertaking or business
dealing transactions of debt securities, and the securities company has notified the SEC Office in writing of the ceasing of business undertaking or business transactions. Clause 9 A securities company
for the fund with a connected person only upon the approval of the mutual fund supervisor or the consent of the client or the provident fund committee, whichever the case may be, in writing before
consent of the client or the provident fund committee, whichever the case may be, in writing before entering into every such transaction, except in the following cases whereby the management company may
solicited opinions and suggestions from the Advisory Committee on Best Practices for Company Directors, a council composing of scholars and experienced corporate directors. The Thai IOD hopes that the
characteristics shall be in effect from the date where there appears the fact according to Clause 5 and the SEC Office has notified, in writing, the person under consideration and the securities company or the
for custody of clients’ assets in accordance with the provisions under this Notification. Such rules and practice guidelines shall be in writing, indicating operating procedures and persons authorized
clients’ assets in accordance with the provisions under this Notification. Such rules and practice guidelines shall be in writing, indicating operating procedures and persons authorized to undertake custody