1 ผลการรับฟังความคิดเห็นจากผู้เกี่ยวข้อง (hearing) หลักการ และร่างกฎกระทรวง เร่ือง การแก้ไขกฎกระทรวงเพื่อขจัดอุปสรรคในการขอใบอนุญาตธุรกิจหลักทรัพย์ เพื่อให้สอดคล้องกับนโยบาย ease of doing business 1
made-up investment project. In so doing, Panita replaced the names of the depositors with those of several other clients who were related to herself and used the money to trade securities via the trading
his conspirators. In doing so, the UBS?s clients did not receive the best price available on the market but had to pay more or sell for less. On the contrary, Numkrit and his associated persons were not
could access information on investment by virtue of performing such duty, regardless by whichever name of position of such person is called. “investment consultant” means a person providing investment
Company Limited is a non-operating holding company and a parent company of the financial business group, the financial business group consists of the following companies; LH Financial Group Public Company
Limited is a non-operating holding company and a parent company of the financial business group, the financial business group consists of the following companies; LH Financial Group Public Company Limited
decision making to invest or trade capital market product and could access information on investment by virtue of performing such duty, regardless by whichever name of position of such person is called
submitted the Company’s financial statement for the year ending 31 December 2018, In order to provide investors and other interested parties to better understand the Company’s operating results and financial
Company’s financial statement for the year ending 31 December 2017, In order to provide investors and other interested parties to better understand the Company’s operating results and financial statement for
undertake securities business in the category of private fund management; “Securities company” means the followings: (1) Management company; and (2) Securities company performing the duties of brokerage