knowledge and understanding of the capital market; and to support education, research, training and development of the pool of knowledge or academic work useful for the capital market 5.3 Fund Committee (9
Altman or Altman?s Z-score model is a well-known model for company?s bankruptcy determination. Note: The research paper was presented under the Memorandum Of Understanding between the SEC and Chulalongkorn
sharing knowledge, making understanding or notifying facts relating to capital market, investment, manufacturing and service sectors, or overview regarding each or overall capital market products ; (2) the
circumstances; (2) operates its business by maintaining corporate image and reputation including credibility of capital market essentially, as well as operates its business with reasonable awareness by taking
effective communication and understanding with all stakeholders. Rulemaking, however, will not be the only tool; other approaches are also incorporated to allow the investing public to access and benefit from
relevant ethics. 5. Having a performance appraisal system of personnel for every unit. 6. The personnel should have knowledge and understanding of the responsible work e.g. the compliance officer should have
personnel should have knowledge and understanding of the responsible work e.g. the compliance officer should have knowledge and understanding of all type of financial instruments in which the fund may invest
including ensuring that business partners have implemented sustainable and values-based business policies and procedures. (4) Responsibilities to the community by applying business knowledge and experience
investment objectives, the level of knowledge, understanding, and experience in derivatives trading, the financial status, and the repayment ability of each client. In performing the duty in accordance with