and submit report on trading of securities and derivatives in foreign countries for proprietary trading, which involves capital inflow or outflow, as per the forms and procedures provided on the SEC

to enable proper functioning of SOQM? 2 How does the firm manage the information system (including the use of paper-based and electronic forms) to ensure that it https://www.sec.or.th/TH/Documents

offering registration forms (filing effective) after the effective date. ____________________Remark:*The Notification of the Securities and Exchange Commission No. SorJor. 3/2567 Re: Reporting of Public

business operators and low-risk operators, requiring submission every three years or upon occurrence of a widespread adverse incident;     (2) To adjust submission of risk level assessment (RLA) forms and IT

Currently, investors are usually required to provide a lot of information each time they request services from an intermediary and must repeat the process via different forms when using services of

offering and to strengthen proper investor protection mechanisms. Pursuant to the amended regulations, investors’ rights will be protected fairly according to the characteristics, forms and risks of the

, through the SEC’s communication channels and mass media, in the forms of infographics, articles, as well as educational seminars organized in cooperation with related agencies. In carrying out investor

mutual fund under Thai securities law although utilizing different forms of instruments such as shares or trust certificates.  Eligible CIS must be managed by CIS operator subject to supervision of ASEAN

ASEAN markets • Establishes a strong foundational platform in a highly attractive and fast growing market through a quality bank of scale 2 For the calculation of the transaction value, the IDR amount has

help to foster trust and confidence among investors and stakeholders across the entire business value chain."The SDG guidebook and the SDG Impact Standards will be a tool that establishes new standards