/Pages/News_Detail.aspx?SECID=7038 SEC Thailand’s Public Hearing on Regulatory and Supervision of Digital Asset Advisory Service and Digital Asset Fund Manager https://www.sec.or.th/EN/Pages/PB_Detail.aspx
/News_Detail.aspx?SECID=7038 SEC Thailand’s Public Hearing on Regulatory and Supervision of Digital Asset Advisory Service and Digital Asset Fund Manager https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=579 SEC
https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7038 SEC Thailand’s Public Hearing on Regulatory and Supervision of Digital Asset Advisory Service and Digital Asset Fund Manager https
reporting such incidents to the SEC; (4) To adjust the applicable scope for investment advisory business operators to ensure that they will be able to implement sufficient controls for managing
Iamdilokwong, SEC Assistant Secretaries-General, along with SEC executives, participated in the panel discussion. Representatives from financial advisory companies, the SET, and experts in internal control
information. Nattha Rungwong used rumors or news pieces that had yet to be confirmed by reliable, related parties as a basis for his advisory comments such as rumors of big lot purchases of certain
, financial and capital markets and; for instance, the Vice Chairman of the National Economic and Social Advisory Council, Chairman of the working group providing advice to the Council of Ministers on the
development. The SEC urged TIA to consider the possibility to become independent investment advisory institute supporting Thai capital market development. The institute could be a center for investor education
) securities brokerage, securities dealing, securities underwriting, mutual fund management and securities borrowing and lending (SBL) (currently only investment advisory and private fund management businesses
derivatives business operators, which provide services such as securities brokerage, securities dealing, investment advisory, underwriting, mutual fund management, private fund management and derivatives