failed to comply with the rules http://market.sec.or.th/public/idisc/en/Enforce Settlement Committee Order No. 38/2024 Dated 13/05/2024 UOB Asset Mannagement [Thailand] Co.,Ltd, Between May 13, 2019 and
On 25 November 2023, the SEC ordered Zipmex to rectify its financial condition to comply with the rules on fund maintenance as the company failed to do so and subsequently suspended its business
) Page 2 of 15 Major Events in 1Q20 An operational management of business during COVID-19 pandemic situation The Company provided utmost cooperation to strictly comply with the government measures by
business of the company, a director and an executive shall perform his duty with responsibility, due care and loyalty, and shall comply with all laws, the objectives, the articles of association of the
) are met. The evaluator should accompany the final report with a separate section on DNSH/Social Safeguards compliance. If the activity, project, or company in question do not comply with DNSH or MSS
independence from the profession in the same way as specified by IOSCO. To support competitiveness of Thai listed companies and improvement of financial statements to conform to the international standards, the
or a failure to order or act according to the duties of Mr. Khophong. Bualuang Securities failed to comply with the rules, conditions, and procedures specified in the notifications of the Capital
Management?), failed to order or act his duty resulting in Asia Wealth Asset Management violation of section 113 of the Securities and Exchange Act B.E. 2535. Asia Wealth Asset Management failed to comply