or Distribution of Prospectus and Offering of Investment Units The Notification of the Capital Market Supervisory Board No. Tor Nor. 19/2554 Re: Commitment between Unitholders and Management Companies
&+=&' &&) 1 . >K)6782*+*%%,*7821%,:+ (=*6 lead %? co-underwriter) %? . >K)6782*+*%* . 782*+*%%,?) (sub-underwriter) g8 &)9@26.9 h 1 . =+2 8 *+*%%, %+28 +=&' 1.1 8 1%,&)&*+*% (sub-underwriting commitment) =+2
ลงทนุ (minimum commitment) และทยอยเบิกเงินลงทุนเป็นงวด ๆ ซ่ึงส านักงานได้พิจารณาและเห็นว่า ลักษณะดังกล่าวถือเป็นการเข้าผูกพันจากการ ท าสัญญาตามมาตรา 126 (5) แห่ง พ.ร.บ. หลักทรัพย์ฯ ทั้งนี้ ส านักงานจะ
“commitment” means the commitment between a unitholder and a mutual fund management company according to the notification of the Capital Market Supervisory Board regarding commitments between unitholders and
recognizes that negative environmental impacts brought about as a consequence of climate change can result in substantial disruption of its supply chain, and has therefore made a commitment to reduce carbon
the Share Purchase Agreement by August 31, 2017 (“Exclusivity Period”). During the Exclusivity Period, there was inconsistent circumstance and there were confidential information relating to this
disposition of assets of each private fund; (e) System for monitoring and tracking benefits arisen from private fund asset; (f) System to prevent conflict of interest and protect confidential information of
and protect confidential information of private fund; (g) Other systems showing the readiness to undertaking business as specified by the Notification of the Office. (4) Demonstrate that its personnel
.”) โดยไดนำสาระสำคัญมาจาก “Handling confidential, market-sensitive information: Principles of good practice” ที ่จัดทำโดย Governance Institute of Australia และ Australasian Investor Relations Association
trading. B. Entities Providing Liquidity. If any entity has made a firm commitment to act as intermediary for the debt securities in secondary market trading, such as market maker providing liquidity