a single offense that violates multiple legal provisions. Pursuant to Section 90 of the Criminal Code, the penalty shall be imposed under the provision prescribing the heaviest punishment, namely, the
5 This Notification contains the provisions on providing services to clients regarding investment in capital market products denominated in foreign currency in the following matters: (1) General
Standard of Business Operation, the intermediary shall comply with the rules prescribed in this Notification. Clause 5 This Notification contains the provisions on providing services to clients regarding
Chapter 2. Chapter 1 Retail trust ___________________ Clause 3 The trust instrument of a retail trust shall compose at least the stipulations concerning the following matters; (1) the creation of trust
Notification of the Securities and Exchange Commission No. KorJor. 3/2557 Re: Rules on Units of Foreign Collective Investment Scheme Exempted from the Provisions of Public Offering for Sale of
by the preparation of the consolidated financial statements. 3. Reversal of provisions for litigation The decrease from the same period last year by 10.88 million baht due to Q2 2016 Reversal of
the Securities and Exchange Act (No. 4) B.E. 2551 (2008 ) and Section 109 of the Securities and Exchange Act B.E. 2535 (1992) which contain certain provisions in relation to the restriction of rights