Bangkok, January 14, 2015 ? The SEC suspended Acting Sub-lieutenant Saroj Wannamanomai, a securities investment consultant of Finansia Syrus Securities PLC., for trading securities on behalf of
Bangkok, January 14, 2015 ? The SEC imposed a one month and ten days suspension on Bantherngsak Phuemphokha, a securities investment consultant of Krungthai Bank PLC., for failure to inform complete
Bangkok, March 21, 2014 - The SEC suspended two securities investment consultants. A six-month suspension was imposed on {A} for trading securities on behalf of clients and a three-month suspension
and listing of foreign securities ? To increase product variety and investment alternatives for local investors as well as promote the Thai capital market?s role in the region, the SEC Board approved in
Bangkok, August 27, 2008 ? The SEC provided practical guidelines for listed companies? reporting responsibility with regard to securities acquisition/disposition which aggregately reaches or passes
Bangkok, January 14, 2015 - The SEC imposed a one month and ten days suspension on {A}, a securities investment consultant of Krungthai Bank PLC., for failure to inform complete and adequate
Bangkok, January 14, 2015 ? The SEC suspended {A}, a securities investment consultant of Finansia Syrus Securities PLC., for trading securities on behalf of client and seeking benefits from the
Facebook page “BYD Beyond Securities” impersonates “Beyond Securities Plc.” : Unlicensed securities and derivatives business (Disclosure Date : 18/06/2024)
Facebook page “Globlex Securities.” impersonates “Globlex Securities Co.,Ltd” : Unlicensed securities and derivatives business (Disclosure Date : 26/07/2024)
Facebook Page ?Zcom Securities? impersonates ?GMO-Z com Securities (Thailand)? : Unlicensed securities and derivatives business (Disclosure Date : 06/11/2024)