exchange and digital asset broker is required to arrange for the clients’ withdrawal of assets at all times, contact the clients to return their money and digital assets , transfer money back to the clients
, transfer money back to the clients, and transfer digital assets https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10527 SEC organizes investor education campaigns as part of IOSCO World Investor Week
” means any person whom a registered person https://publish.sec.or.th/nrs/1927pe.doc Translation calculating net asset value of fund or securities-clearing (back-office function) including the segregation
securities-clearing (back-office function) including the segregation of reporting line of the personal in the segregated units and there should be a person responsible for https://publish.sec.or.th/nrs
/2_DEF_OFFER_EQ_TH.doc Translation calculating net asset value of fund or securities-clearing (back-office function) including the segregation of reporting line of the personal in the segregated units and there should be
good internal control system for the custody of client’s assets. Such system must at https://publish.sec.or.th/nrs/2831pe.doc Translation calculating net asset value of fund or securities-clearing (back
://www.sec.or.th/TH/Template3/Articles/2565/081265.pdf คำอธิบายประกอบการจัดทำแบบรายงานผล IT Audit ระบบ Back Office ระบบที่เกี่ยวข้องกับการชำระราคา การจัดสรรหน่วยหน่วยลงทุน การเก็บรักษาทรัพย์สินของผู้ลงทุน และการจัด
procedures relate to the access of audit file as well as back https://www.sec.or.th/EN/Documents/Auditor/documentation.doc engagement.doc auditing and accounting standards and guidance? Does the audit manual