for Sale of Debt Securities (Codified) _________________________ By virtue of Section 57(6) of the Securities and Exchange Act B.E. 2535 (1992), the SEC Office hereby issues the following regulations
of the following manners, for which the SEC shall specify the paid-up registered capital of at least one hundred million baht: (1) Keeping the client’s assets in its possession; (2) Investing in or
continuously trade shares of TWZ Corporation PLC (TWZ) during the following periods: (1) September 28 - October 26, 2007, (2) April 28 - May 15, 2008, and (3) June 23 - 24, 2008, resulting in the trading of TWZ
Supervisory Board by virtue of Section 247 of the Securities and Exchange Act B.E. 2535 . The amount of fines does not include daily fines starting from the day following the settlement date to the day the
Following order of person who is not an account owner or authorized by the client causing damage to such client Notification No. SorThor. 67/2543 Re: Registration of Marketing
The SEC appointed the following qualified experts as directors of the board of Stock Exchange of Thailand (SET), effective August 11, 2004 onwards, namely: 1. Mr. Olarn Chaipravat (expert from
meeting reached the following conclusions: 1. The SEC re-emphasized that the mutual goal of all parties concerned is to develop and promote market efficiency and the compensation policy is only one of
Bangkok, September 26, 2011 ? Following last week trading, the Stock Exchange of Thailand (SET) and Thailand Futures Exchange Plc. (TFEX) today sharply plunged in the same direction as global markets