follows: 1. Approved the appointment of Mr.Philip Chen Chong Tan as the Bank’s President, as proposed by the Nomination and Remuneration Committee. He will be responsible for the assigned groups in the
from a person being neither account owner nor account owner's appointee and failing to keep confidential client's information. In addition, the SEC suspended him from duty as an approved capital market
proposed regulations will no longer limit types of business operators permitted to provide services in foreign currency denominated products; accordingly, all business operators will be able to provide such
) “Association” means any association relating to securities business, which has been approved by and registered with the Office, whose objective is to promote and develop securities business in the category of
approved by and registered with the Office, whose objective is to promote and develop securities business in the category of investment management; Clause 3. The securities company shall advertise any mutual
Credit Rating Agencies Approved to Issue Credit Rating for Instruments Subject to Rules Concerning Issuance and Offer for Sale and Investment of Funds
approved by the Office, or (c) being permitted by a foreign capital market regulator, which is accepted by the Office, to perform the duties similar to fund manager. Clause 8. Any person to be approved to be
(Level 3) in Chartered Financial Analyst (CFA) or Certified Investment and Securities Analyst (CISA) or any other equivalent courses as approved by the Office, or (c) being permitted by a foreign capital