? B6.1 Please provide the firm's organization chart for SOQM that shows all the responsibilities for SOQM functions (all areas of TSQM's elements), including risk assessment, compliance with independence
, Malaysia?s Audit Oversight Board (AOB), Indonesia?s Finance Professions Supervisory Center (PPPK) and Thailand?s Securities and Exchange Commission (SEC).Areas of collaboration between the AARG and the World
improved supervisory standards in many areas, including debts offerings, communicating expectations for securities business intermediaries to provide standard services for clients? best interest (putting
covers four main areas, i.e., fundraising, market and intermediaries, , financial products, and SEC organizational development. Fundraising: upcoming important projects include introduction of
methodology and a highly consultative approach. It highlights investor sentiment in subsectors and broad opportunity areas, while also suggesting viable business models that can be supported.Private sector
-2024. Mr. Arkhom said: “In driving Thailand toward strong and sustainable growth in all sectors, the Ministry of Finance has laid out policies and directions in five areas for capital market development
recommendations were offered for consideration by Asian policy makers to improve efficiency and effectiveness of initiatives in their respective countries covering the following areas.??Collecting more evidence on
until July 31, 2014.The Project was launched to raise awareness and accessibility to capital market among business operators in areas of research, development, science, technology and innovation as well
excellence in different areas. The categories of the SET Awards are as follows: By type of company Consideration process Assessment Results Sustainability Awards & Social Enterprise Investment Awards
areas such as customer-asset custody and Know Your Customer (KYC) / Customer Due Diligence (CDD) criteria, etc. These efforts will keep an appropriate balance between development and supervision in the