Kong Securities & Futures Commission for mutual recognition of managed fund products. We also undertook a self-assessment for compliance with IOSCO Principles to pave the way for Thailand’s Financial

risks and catch new opportunities. Changing global risk landscape Assessment of risk exposure of assets/investments Changing investment landscape Changing shareholders’ and stakeholders’ expectation

derivatives investment advisors. ✓ ✓ ✓ ✓ Company profiles and reports on wealth advice service (annually). ✓ 1. Data relating to operating systems and actions with intermediaries; 2. Appraisal companies

proactively review the risk management approach and policies annually or with any significant business change; g) ensure a formal, fair and transparent process for nomination, election and evaluation of

The Securities and Exchange Commission (SEC), represented by Ms. Winita Kultangwatana, Director of the Sustainable Development Department, participated in the 6th Annual ESG Assessment of Thai

notification which are Finnomena did not take the client’s knowledge assessment result for consideration of the complex fund sale service and Finnomena did not have selecting seller procedure. SEC Act S.113

information Attachment 1 REIT Establishment Agreement Attachment 2 Summary of the appraisal report Attachment 3 Others such as the financial statements of the income guarantor Attachment 4 Financial statements

asset. Book value of land and Building : 52,826,320 baht (December 31,2017) Market value of land and Building : 280,180,000 baht (March 14, 2018) Appraiser : KTAC Appraisal and Services Co., Ltd. Standard

. Moreover, it saved time and cost of sourcing. 2. Criteria Used in Determining a Transaction’s Total Value The purchase price is agreed price between the parties. The price shall lower than the appraisal

financial advisor independence from the target company and the tender offeror with regard to fair value appraisal.  The consultation paper is available at www.sec.or.th. Stakeholders and interested parties