services” added Rapee.Interested parties in applying for approval of wealth advisor are welcome to contact SEC for advice and recommendations via telephone on 0-2263-6050 and 0-2033-4620, or email

involved agreed with the principles proposed by the SEC and added the principle of flexibility, in order that the business operators will be able to put this into practice effectively.  The public hearing

teachers and educational personnel solve their debt problems efficiently,” added Ms. Ruenvadee.     Under the MOU, the signatories will contribute to the cooperation according to their roles and

procedure for selling of high risk securities such as suitability test, key information disclosure and warning of the securities? high risks or complexity.? Mr. Vorapol added.

PE, while such PE must invest in government supported businesses under the specified conditions, which must be 1) technology-based business creating added value, 2) business that enhances

in agenda not included in the notice of shareholders? meeting but may later be added in the meeting.It is worth noting that the Public Limited Company Act B.E. 2535 allows shareholders with at least 1

profit should also be avoided while accounting aspect of the transaction remains unclear as it could affect company share price and constitute a violation of securities law,? Chalee added.

regulator of each EU member state,? Vorapol added.     

investment choices will better serve investor demand? Mr. Vorapol added.

1207 for the SEC?s further investigation,? Sakkarin added. Previously, on December 17, 2012, Jaray was also named in the criminal complaint on the same offense for being director of unlicensed businesses