Mr. Supun Kumsoodtee Mr. Supun Kumsoodtee conspired with other alleged persons to operate derivatives broker businesses in Thailand under the name of Base Point Associate Company Limited and Victor

Mr. Siripong Soda Mr. Siripong Soda conspired with other alleged persons to operate derivatives broker businesses in Thailand under the name of Base Point Associate Company Limited and Victor

Mr.Adisak Dandgomane Mr.Adisak Dandgomane conspired with other alleged persons to operate derivatives broker businesses in Thailand under the name of Base Point Associate Company Limited and Victor

Mr. Issara Maliwan Mr. Issara Maliwan conspired with other alleged persons to operate derivatives broker businesses in Thailand under the name of Base Point Associate Company Limited and Victor

Mr. Teerawat Kumsen Mr. Teerawat Kumsen conspired with other alleged persons to operate derivatives broker businesses in Thailand under the name of Base Point Associate Company Limited and Victor

financial statements for Q2/2010 to the SEC and the SET within the specified period. The public prosecutor prosecuted the alleged offender in case of failure to supervise SECC to submit the financial

period. The public prosecutor prosecuted the alleged offender in case of failure to prepare and submit the financial statements for the six-month period ended June 30, 2010. On September 19, 2011, the

Professional Portfolio International Ltd. Professional Portfolio International Ltd. (PPI) colluded with other alleged offenders in operating securities businesses of brokerage, investment advisory

Mr. Eric Jordan or Mr. Eric Jack Jordan Mr. Eric Jordan or Mr. Eric Jack Jordan as director of Professional Portfolio International Ltd. (PPI) and personal capacity colluded with other alleged

Global Consultant Company Limited Global Consultant Company Limited (“Global”) colluded with the other alleged offender in operating securities businesses of brokerage. Furthermore, Global used