. Under the program, securities companies and their appointed agents must have in place internal mechanism for dispute settlement where clients can file their complaints for unsatisfactory services. If the
under either Automatic Order Matching (AOM) method or Trade Report method, through securities companies to be appointed by the Company to be a broker of NINE’s shares, one time or several times within
from derivatives for clients; “member of fund investment committee” means a member of a committee which is appointed or assigned by a fund management company to consider and determine the scope of
of the Bank of Thailand before being appointed the Governor. Mr. Suparut Kawatkul Permanent-Secretary for Finance Mr. Suparut is an ex-officio member of the Board. He graduated with a B.Sc. (Econ) from
THAI CAPITAL MARKET AS AN IMPORTANT ALTERNATIVE FOR FUND MOBILIZATION AND INVESTMENT (Goal 1) SCE_Eng_p.17-32 10/29/04, 1:07 AM23 24 In this regard, the SEC has appointed the çDerivatives Exchange
at Law. Mr. Thirachai Phuvanatnaranubala Mr. Thirachai is an ex-officio member and secretary of the Board. He was appointed Secretary-General of the Securities and Exchange Commission in December 2003
▲ 6 ▲ 9 ▲ 11 ▲ 2 ▲ 5 ▲ 8 Appointed under the Securities and Exchange Act (No. 4) B.E. 2551 (2008) SEC Board 7 1. Mr. Vijit Supinit Chairman He graduated with a B.A. in Economics (Honors) from University
processes involved, Managing Director or the person appointed by Board of Directors shall negotiate, enter into agreement, decide, amend the details or conditions, and take any necessary and proper actions
company; “Fund manager” means any natural person which management company appointed to have authority to invest for the fund; “Underwriter” means any securities company licensed to undertake securities
sold of such company; “Fund manager” means any natural person which management company appointed to have authority to invest for the fund; “Underwriter” means any securities company licensed to undertake