derivatives trading orders to make up the record of receiving those orders. In addition, Napat had been authorized by a client to make securities trading decisions and he confirmed the trading transactions to
on behalf of clients.Following the report of Kasikorn Securities Plc., the SEC probed into the case and found that {A} had been authorized by two clients to make derivatives and securities trading
approved an investment plan in Smart Vending Machines (SVM) of its subsidiary, Telemax Asia Corporation (100% held by FERRUM). The seller of those machines is A.E.I Export and Import who has no related to
repeating the same mistakes, and concurrently obtained many of his client authorizations to make decision on behalf of them. The SEC therefore suspended him from duty as an approved securities market
Capital Market Supervisory Board Re: Qualifications of Bondholders’ Representatives and Authorized Actions of Bondholders’ Representatives; “financial advisor” means a financial advisor on the approved list
currency method has put into practice for both accounting and tax purposes where the Company’s primary operation resides. The Board also approved and authorized the Chairman or a designee by the Chairman to
The approved entity shall provide that the terms and conditions which are clear and free from any provisions unfairly taking advantage of the counterparty and signed by the authorized person of the
from a person being neither account owner nor account owner's appointee and failing to keep confidential client's information. In addition, the SEC suspended him from duty as an approved capital market
Credit Rating Agencies Approved to Issue Credit Rating for Instruments Subject to Rules Concerning Issuance and Offer for Sale and Investment of Funds