management company should treat all clients fairly and refrain from taking any action that may cause the conflict of interest except where a transaction is executed having received consent from the client or
. Bhusana and Marupong had signed in acceptance of the complete construction and approved the full payment when in fact the construction was incomplete. Case 8: Committing a fraud by misappropriating money
been granted prior approval by the authorized Committee or management concerned; (c) number of persons and information of the personnel who are responsible for risk management arising from derivatives
been granted prior approval by the authorized Committee or management concerned; (Translation) (c) number of persons and information of the personnel who are responsible for risk management arising from
informs you that the AMLO, the core agency with a duty to supervise matters concerning money laundering, has issued rules with details whereby intermediaries are required to establish a client acceptance
Directors approves. 3. Allow the buyer to make an acceptance letter in accordance with no.1 and no.2 (above) as a response letter sent to the company within 7 days from the receiving date. If the buyer does
. Notification of the Securities and Exchange Commission KorKhor 2/2548 Rules, Conditions and Procedures for Appointment of Representatives for Sale or Acceptance of Redemption of Investment Units and Marketing