cases of corporate fraud; Supervising business operators to take care of investors with fair and reliability; Educating and warning investors to ensure they have sufficient knowledge for decision making
The warning came after the SEC had received information from the concerned public and stakeholders who noticed that unlicensed business operators in the securities and digital asset sectors
the civil monetary penalties above, the SEC released a public warning against solicitation for investment in Mandawee Tour on 11 August 2017 around the time when the SEC received the referrals to the
uses the account opened for the purpose of trading digital assets as a means of payment for goods and services, the digital asset business operator is required to issue a warning regarding the misuse of
Thai public and investors to use its services, either via its website or Facebook Page: Binance Thai Community. On 5 April 2021, the SEC issued a warning letter requiring Binance to submit a written
procedure for selling of high risk securities such as suitability test, key information disclosure and warning of the securities? high risks or complexity.? Mr. Vorapol added.
-Traded Fund (Foreign ETF) Foreign Exchange-Traded Fund (Foreign ETF) SHARE : Detail Content SEC regulations on foreign exchange-traded fund (foreign ETF) allow the units of foreign ETF that are
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-Traded Fund (Foreign ETF) Foreign Exchange-Traded Fund (Foreign ETF) SHARE : Detail Content SEC regulations on foreign exchange-traded fund (foreign ETF) allow the units of foreign ETF that are
List calculation date is July 10, 2015. The SEC and the SET have cooperated closely in monitoring securities traded with high turnover ratio where the SET functions as a front-line regulator to