the necessary resources and experienced personnel in order to be able to supervise the operations of the delegated persons, and to formulate the policy in the delegation of other persons to operate a
oversight in Thailand, priority is given to supervision of individual auditors, but the competent agency is not given the power to directly supervise the audit firms._________________________
entrusted to supervise and regulate provident funds and prescribe additional rules to establish the appropriate standards and best practice for the operation of provident funds. The consultation paper is
เวลาเทานั้น อาจทํา ใหมีปญหาเกี่ยวกับการควบคมุดูแลผูจัดการกองทุนในทางปฏิบัติ 1.2 กรณี upgrade คุณสมบัติดานความรูของผูจัดการกองทุน โดยมีทางเลือก ไดแก 1.2.1 ได CFA/ CISA 1 และมีประสบการณทํางาน 3
exchange service under law of such jurisdiction and is under supervision of authority or agency having duty to supervise derivatives; (5) “foreign derivatives business operator” means juristic person
in writing and shall allocate sufficient personnel and resources for operating the work of branch office as well as arrange to have management and operational system to efficiently supervise and
market investment consultant of Finansia Syrus Securities PCL. The suspension was also imposed on {E}, a former executive of UOB Kay Hian for failure to supervise in order to prevent his subordinates from
guidance documents for determining the emissions upgrade requirement. For more information on the Climate Bonds Initiative and the Climate Bonds Standard & Certification Scheme, see https
• Upgrade and maintenance of water production, transfer, storage and distribution works • Implementation of water efficient technologies • Upgrade of wastewater treatment plants and associated works (e.g
Office. Clause 10. The securities companies are allowed to upgrade its online branch office to full-service branch office provided that on the date the securities company upgrades its branch, it meets the