, Section 313 and Section 315 of the Securities and Exchange Act B.E. 2535 (1992), as the case may be. The SEC has therefore filed the criminal complaint against the two persons with the ECD for consideration

paragraph two. In granting an approval under paragraph one, the Office may specify a period in which the applicant so approved to be listed in the register of person qualified to be fund manager shall attend

paragraph two. In granting an approval under paragraph one, the Office may specify a period in which the applicant so approved to be listed in the register of person qualified to be fund manager shall attend

the period specified by the Office under paragraph two. In granting an approval under paragraph one, the Office may specify a period in which the applicant so approved to be listed in the register of

, the debt instruments must be traded every two weeks on average and having the average turnover rate of the most recent three months not lower than 6.25 percent of the outstanding. (4) foreign debt

instruments must be traded every two weeks on average and having the average turnover rate of the most recent three months not lower than 6.25 percent of the outstanding. (4) foreign debt instruments having

investment units over any accounting year, compared to the previously required 65%. In addition, to provide investors with more flexibility, the FOFs will be made available in two types ? diversified FOFs and

participants from public and private sectors who will have opportunity to meet and discuss with senior executives of capital market regulators in the region.?Two panel discussions on November 30 will be a

consultants, the SEC suspended {B}'s securities investment consultant approval status for two months while suspended {C} and {D} for one month each. The sanctions were effective from March 11, 2014.Vasant

Market for Alternative Investment (MAI). Of which many of them are family-owned businesses that have just started the transformation process to be public limited companies. Such companies may not have yet