- present Securities and Exchange Commission, in various position and roles including securities offering, mergers and acquisition, corporate governance, enforcement, legal, investor education, internal
Ltd. Experiences Permanent Secretary, Ministry of Commerce Director-General of the Department of Internal Trade Thai Ambassador to the Permanent Representative World Trade Organization in Geneva
, United States Bachelor of Business Administration, Quantitative Management, Chulalongkorn University Chartered Financial Analyst (CFA) Certified Internal Auditor (CIA), The Institute of International
Effective Risk Management and Internal Control Principle 7 Ensure Disclosure and Financial Integrity Principle 8 Ensure Engagement and Communication with Shareholders Part 2 Guidelines and
including the unit which responsible for custody of private fund assets, and compliance or the internal audit unit. and the organization structure of the unit responsible for custody of private fund assets
): □ (1) Organization structure of the applicant including the unit which responsible for custody of private fund assets, and compliance or the internal audit unit. and the organization structure of the
number of non-executive directors and the increasing number of meetings; and an increase in expense on hiring of independent specialists such as external auditor, internal auditor, and legal and accounting
#&"Tahoma"&12&KC0C0C0 SEC Classification : ใช้ภายใน (Internal) B. Recruitment B Recruitment: Firm's Reference /Guidance Notes Description 1 Does the firm have recruitment policies and procedures? (full-time