understand and acknowledge the SEC Office’s Standard Procedures for Electronic Transmission of Information B.E. 2564 (2021) (Standard Procedures) and the Usage Manual on https://market.sec.or.th/Documents/ca
November 2023. In alignment with the SEC's strategic plan and leveraging the expertise of Certified Financial Planner (CFP®), the course aimed to give a model for a standard financial training
Pursuant to the existing regulations on standard conduct of business, a securities and derivatives business operator intending to have a third party handle its partial business functions may do so in
Bangkok, June 14, 2013 ? The SEC is planning to introduce an approval regime for technical analyst with a view to elevating standard and quality of technical analysis profession and giving
Bangkok, February 8, 2016 ? The SEC is seeking public comments on draft revisions to the rules governing operation of capital market infrastructures to be in line with international standard
extent of the interest of the connected persons in the transaction : -Non- 9. This transaction allows to standard of receiving and selling of assets. In this schedule the company sold out the investment
Standard Procedures for Electronic Transmission of Information B.E. 2564 (2021) (“Standard Procedures”) and the Usage 3 Manual on Electronic Transmission of Information or other related manuals provided on
that the services investors will receive from the investment advisor or fund manager are up to the same standard of conduct obligated by other digital asset business operators. For instance, Know Your
ต่างประเทศประเภท Collateralized Debt Obligation (CDO) ที่มีหลักประกันเป็นลูกหนี้ีสินเชื่อเพื่อที่อยู่อาศัยรายย่อย ประเภทคุณภาพตํ่า (ลูกหนี้ี้ sub-prime) ในสหรัฐอเมริกา และปัจจุบันปรากฎเป็นข่าวทั่วไปว่า