SEC Secretary-General Ruenvadee Suwanmongkol said: “SEC has been monitoring the corporate bond market on a continuous basis. There are many policy issues to address properly. For example, corporate
monitoring the business operations and for a proper investment making-decision in a reasonable period of time. In addition, SEC has issued a guideline on information disclosure for listed companies
Prevention and Development Division and Market Intermediaries Division. 1.1 Prevention and Development Division comprises Corporate Monitoring Department, Financial Literacy Department and Corporate
lower amount of such information disclosed in the first filing with the SEC. This could be considered that one of the two directors had lacked qualifications for being independent director. 2. Monitoring
Co., Ltd., the SEC ordered the company?s board of directors to address the shortcoming in its internal control to make sure that the company?s controlling and monitoring systems function effectively.
Department and the Corporate Monitoring Department have been merged to be in charge of fully-fledged supervision of listed companies, while the Fin Tech Department is the center of digital asset-related
มกราคม 2568) ผู้ประกอบธุรกิจสินทรัพย์ดิจิทัล กับ หน้าที่เก็บรักษาทรพัย์สินลูกค้าให้ปลอดภัย 2 การติดตามตรวจสอบข้อมูลสินทรัพย์ดิจิทัลของลูกค้า ก.ล.ต. มีการติดตามข้อมูลการประกอบธุรกิจ (off-site monitoring
Whereas Union Plastic Public Company Limited (the Company) submitted its financial statement for three months ending 30 September 2017, the financial statements show investments by the Company’s equity
statements show net profits from continuing operations of the parent company for the 3-month period ended March 31, 2020 in the amount of 5.86 million baht, a decrease of 0.8 million baht from the same period
their clients regarding investment advice, negotiations and trading orders for at least one month from the date of such activities. This is to show evidence of duty performance toward their clients and