stock availability before executing orders / post-trade monitoring of short and long sell transactions, ensuring efficient order processing systems Q3/2024 2.5 Establish a central platform for checking
ensuring that cryptocurrencies being transacted come from traceable sources. Additionally, the Emergency Decree imposes that digital asset businesses and ICO portals are considered “Financial Institution
more and better job opportunities, better quality of life, and ensuring that poor and marginalized households In terms of financial sector development, the World Bank has engaged with Thai financial
subscription payment, and safeguarding of subscription money. - specify information on the underwriter such as name, address, telephone number, including the underwriting remuneration. (4) Method of unit
whistleblowing safeguards for potentially affected Stakeholders 2.1.1.2 ensuring visibility of senior leadership commitment throughout the organization 2.1.1.3 avoiding or reducing negative impacts and promoting
employee shall contact an employee as scheduled. A significant change, such as, acquirement of additional business license, merger and acquisition or change of used technology. To focus on protecting
change, such as, acquirement of additional business license, merger and acquisition or change of used technology. 5 To focus on protecting information and privacy of customers1 in angle of the BCP on cyber
. Covenants Relating to the Issuance of the Debt Securities 1. Provide information of the covenants that are aimed at protecting debt securities holders, under which the issuer is required to take or refrain
nature of deceit or dishonesty or irresponsibility, carelessness in protecting clients’ benefits or lack of cautiousness or unfair or unreliable business conducts; (4) Be able to show that its systems for
irresponsibility, carelessness in protecting clients’ benefits or lack of cautiousness or unfair or unreliable business conducts; (4) Be able to show that its systems for operating fund supervisor business, at least