for Q1/2017 to the SEC and the SET. This case is in the process of inquiry by the inquiry official. SEC Act S.300 in conjunction with 199 and 56(1) Criminal Complaint Filed with an Inquiry Official
), Section 90 and subject to sanctions under Section 289, and the Derivatives Act B.E. 2546 (2003), Section 16 and subject to sanctions under Section 125 respectively. This case is in the process of inquiry by
without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992) Section 90 and subject to sanctions under Section 289. This case is in the process of inquiry by the
November 2018. 03/08/2023 referred the case to a state attorney for filing a lawsuit to a civil court currently under the state attorney process SEC Act (the fifth amendment) Section 315 in
. 03/08/2023 referred the case to a state attorney for filing a lawsuit to a civil court currently under the state attorney process SEC Act (the fifth amendment) Section 315 in conjunction
public on 8 November 2018. 03/08/2023 referred the case to a state attorney for filing a lawsuit to a civil court currently under the state attorney process SEC Act (the fifth amendment
inside information through his securities trading accounts. 03/08/2023 referred the case to a state attorney for filing a lawsuit to a civil court currently under the state attorney process
number of voting rights of SUPER. This case is in the process of the Criminal Court. SEC Act S.246 Criminal Complaint Filed with an Inquiry Official Dated 24/04/2018
misleading information in such a manner that was likely to have an effect on the price of share of GL or the decision making on the investment of share of GL . This case is in the process of inquiry by the
process of inquiry by the inquiry official. DAB Act S.17 Criminal Complaint Filed with an Inquiry Official Dated 05/07/2019