Selling of Securities in Foreign Country by Securities Company Without Having Possession
Rules for Listing Names of Persons on Database of Directors and Executives of Securities Issuing Companies
Filing of the Registration Statement for Securities Offering
Rules, ConditioRules, Conditions and Procedures for Appointment of Agents for Selling Investment ns and Procedures for Appointment of Representatives for Sale or Acceptance of Redemption of Investment Units and Marketing Representatives of Private Funds
Custody of Assets of Clients by Licensed Derivatives Brokers
Custody of Clients’ Assets by Securities Companies (Codified)
Rules on Entering into Material Transactions Deemed as Acquisition or Disposal of Assets
Provisions on Issuance for Sale of Sukuk and Disclosure of Information
Short Selling of ETF and Securities Being Underlying of ETF by a Securities Company
Rules, Conditions and Procedures for the Acquisition of Securities for Business Takeovers