comprehensive with a view to be the information infrastructure for the financial and capital markets to support rapid technological change and promote new innovations, including research in the capital market
operational strategies, aiming to reduce obstacles and enhance business operations to strengthen confidence in the Thai capital market. The meeting was held at the SEC Building on 21 December 2023.Mrs
activities in the capital market from pre-trading to post-trading. Thus, business operators possessing useful innovations for investors will have the opportunity to participate in a regulatory sandbox in a
, investment analyst and investment planner, and at the amount of 10,000 baht in case of a fund manager. SEC has therefore proposed amendments to the regulations on supervision of capital market
market is another mission that the Department of Industrial Promotion deems important as it increases opportunities for SMEs to have the ability to compete through fundraising in the capital market for
control and follow up measures to ensure effective implementation . Clause 4/1. The applicant for a derivatives business operator registration in the category of derivatives dealer under Clause 2 (4) shall
, including control and follow up measures to ensure effective implementation . Clause 4/1.2 The applicant for a derivatives business operator registration in the category of derivatives dealer under Clause 2
/2557 re: Regulations for Personnel of Business Operators in the Capital Market dated June 3, 2014. The SEC therefore suspended {A} from his duty as the approved securities investment consultant for 3
association and the directors of TIA’s Shareholder Rights Protection Volunteer Club, and discussed the ways to enhance shareholder and investor rights protection in response to the changes in capital market
specified by law must submit a written clarification of the reason for the postponement to the registrar on a case-by-case basis after AGM has been held. In addition, SEC is considering a deadline