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Investor Alert : Facebook Page ชื่อ We Are Cp

Facebook Page ชื่อ We Are Cp : Unlicensed securities and derivatives business (Disclosure Date : 06/12/2023)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=0433&CaseYY=2566

SEC signs MOU with Central Institute of Forensic Science to increase efficiency in testing evidence of offenses in the capital market.

." In this regard, the said cooperation is in line with SEC's mission in the enforcement of law against offenders according to the Securities and Exchange Act B.E. 2535 (1992) and other laws which are

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8539

SEC public hearing on a proposed amendment to the regulations on appointment of directors and executives of securities companies and derivatives business operators in line with CG Code

manage work and risks of the intermediaries in compliance with the CG Code of listed companies, and to protect the interest of the investors.The consultation paper is available at https://www.sec.or.th/TH

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9436

SEC and UNDP join hands with ChangeFusion, including AVPN and SE Thailand, to organize an online pitching event for social impact enterprises

sustainable returns from their operation, which in turn will be used for further social and environmental development in the long run. The online pitching event today marked a great opportunity for Thai social

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8868

SEC public hearing on rules regarding securities and derivatives trading services with limited discretion according to clients? pre-determined investment scope

Bangkok, 18 October 2016 ? The SEC is seeking public comments on the proposed rules concerning provision of securities and derivatives trading services with limited discretion according to clients

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6494

SEC in cooperation with SET and the Thai Listed Companies Association organize a seminar to prepare listed companies to apply CG Code principles

principles into their business practice in order to create sustainable value in the face of external uncertainties. In this regard, SEC, SET, IOD and Thai Listed Companies Association are ready to assist and

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8282

SEC invites public opinions on proposed amendment to Securities and Exchanges Act to make it more flexible and keep pace with upcoming technology

the competition, align and enhance the supervision of alike activities, and provide investors with proper protection. SEC therefore invites public to submit their comments on the proposed amendment

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8778

Criminal Complaint Filed with an Inquiry Official Dated 05/06/2001

Mr. James Gray Removal of the assets seized by the competent officers through execution of their duties in connection with "Antella Investment Inc.". SEC Act S.305 Criminal Complaint

http://market.sec.or.th/public/idisc/en/Enforce

SEC joins with 32 listed companies on Vibhavadi-Rangsit Road in doing good deeds to launch the “Vibhavadi Zero Waste” campaign

. The opening of the campaign was attended by 32 listed companies in the Stock Exchange with an opening speech given by Chairman of SEC Board Worawit Champeerat.The Vibhavadi Zero Waste campaign was an

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8224

SEC revises regulations for securities companies giving services to foreign investors investing in Thai bonds and registering for authentication with BOT under the Bond Investor Registration program

business operators providing bond securities business services to examine and ensure that the ultimate beneficiary owners (UBO) register for their authentication with the BOT before providing the

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8957