obtained approvals in implementing the transaction which are required rules and regulations of the regulatory agency. 6 No. Topics Details 6. Compulsory conditions after the transaction 1. The Company and

securities business operators, derivatives business operators or digital asset business operators who have not obtained a respective license, as well as foreign digital asset business operators. This is

information in possession of SEC and in a form that the computer can read and readily process (machine readable data). Data can be obtained by means of code-writing for direct data query. SEC anticipates that

prevent mutual funds from being exploited for any other benefit than those which ought to be obtained from the investment. At present, the number of investment units held by any person or any associated

License. In any case, business operators who have already obtained PF License may request Derivatives Fund Manager License, free of charge.    _____________________

manager that she had obtained such authorization and decided to trade by the instruction of clients? appointee or by her own deliberation. For a long period of time, she continually made trading decisions

Company Limited offer for sale newly issued securities in the category of debentures without having obtained an approval from the SEC Office http://market.sec.or.th/public/idisc/en/Enforce Settlement

Q1/2014 by 84.60 percent (a decrease of 1,096.04 million baht). He obtained the material non- public information by virtue of his positions before such information became public on August 8, 2014

Miss Jeeranan Buranaruk During 16 February 2017 – 10 November 2017, Miss Jeeranan and Mr. Warot Norkeo obtained or possessed inside information related to the operating results from the fourth

Vongsarojana and (3) Mr. Teera Phoncharoensuk jointly failed to perform their duties with dishonest intent, committed dishonest converting RICH's property to himself or a third party, and obtained unlawful