) Mr. Monthon Chatuwallopkul, jointly failed to perform their duties with dishonest intent and obtained unlawful gains for themselves or another person which caused damage to UWC or deprived UWC of its

Miss Jeeranan obtained or possessed inside information related to the operating results from the fourth quarter of 2016 to the third quarter of 2017 of seven listed company clients by taking advantage of

caution when using services of securities business operators, derivatives business operators or digital asset business operators who have not obtained a respective license, as well as foreign digital asset

business without having obtained a license from the Minister of Finance in accordance with Section 90 of the SEC Act shall be liable to imprisonment for a term of two to five years and a fine from 200,000 to

representing the OBIT as a legitimate broker in trading of crude oil futures contracts. The OBIT in fact has never obtained any derivatives license from the SEC. According to the Derivatives Act B.E. 2546

broker in trading futures contracts with crude oils, Dow Jones Indices and Hang Seng Indices as underlying assets. In fact, F.A.S.T. Thailand has never obtained any derivatives license from the SEC

several clients include the followings: 1. Using a client?s account to trade securities he had obtained wrongfully for his own interest; 2. Deceiving his clients into transferring their money into a

hindrance. A public hearing on the proposed principles for the notification had been conducted during 21 September-21 October 2022. The SEC has taken into consideration the views and suggestions obtained

for shareholders? meetings, (2) sue for damages from disclosure of falsified information, (3) claim to disgorge ill-gotten benefits obtained by company directors or management in bad faith and (4

, effective from February 16, 2010, and put one-year probation on Nitiwat Jurawathee and Ditipan Mokdara, effective from February 16 and 23, 2010, respectively.  In the case of Chirawan, the SEC obtained from