qualifications of applicants for derivatives business license to offer opportunity to business operators with proper qualifications and readiness in term of financial and management capability to undertake
illustrative purposes only. Environmental • Water resource management • Energy consumption & intensity • Air quality • Resources conservation Social • Human capital • Education readiness • Effectiveness of
readiness, robustness and flexibility for coping with the possibility of severe impacts and fluctuation. This is to ensure that opportunities would not be lost and optimum benefits could be gained from the
education, the SEC initiated various projects and activities to facilitate good ecosystem and readiness for capital market growth in the future, as follows: Increase auditors in the capital market In 2019
be at 428,561 tons in 4Q2019, an increase of 84,307 tons or 24%. The main factors were that major vehicle manufacturers have announced their readiness to comply with B20 and continually have promoted
readiness of personnel, and already prepared at least the following operating systems: (1) a security system to protect clients’ information, particularly their trading information, which restricts access to
application for approval from the SEC Office on a case-by-case basis. In this regard, the SEC Office shall grant an approval only when the intermediary demonstrates that it has readiness of personnel, and
in investment, investment background, and record of borrowing money for purchasing securities and borrowing securities for making a short sale; (c) readiness and understanding in complying with the
Manager; (5) management: specify duties and responsibilities of agencies in charge of different areas of REIT operation, including readiness of the workforce of such agencies in terms of headcount and
understanding of their roles and building their readiness for discharging duties more efficiently and effectively. Additionally, the SEC reviewed the accuracy of financial reports of listed companies, supervised