COLLABORATION WITH CORE TEAM SUCH AS SUSTAINABILITY TEAM, RISK MANAGEMENT TEAM, FINANCE TEAM  TCFD REGISTRATION  PUBLIC DISCLOSURE DEVELOPMENT REPORTING 01 03 05 02 04 JULY 2021 MAY 2021 JUNE 2021 APRIL 2021

risk management. 4. There should be an establishment of a compliance unit to supervise and monitor the operation that is independent from the management and other units. 5. Operation conducted with

risk management. 4. There should be an establishment of a compliance unit to supervise and monitor the operation that is independent from the management and other units. 5. Operation conducted with

relaxed rules will allow the private sector to 4 manage foreign exchange and conduct foreign exchange risk management with enhanced convenience and efficiency, effective February 15, 2020, which contain the

ประเมิน FSAP อาทิเช่น การกำหนดให้คณะกรรมการ CRA มีหน้าที่ในการควบคุมดูแลและบังคับใช้จรรยาบรรณของ CRA ตาม IOSCO standard และการจัดให้มีสายงานบริหารความเสี่ยง (risk management function) เป็นต้น      ข้อมูล

, customer service and information system, internal control system, and risk management system. In addition, related notifications will be codified into one document to facilitate the business operators

adequate personnel with expertise to effectively supervise and administrate the risks of outsourced operation, as well as in case of outsourcing operation in investment management and investment risk

Mr. Jung Kyu Kim Mr. Jung Kyu Kim, a chief operating officer, a former chief financial officer and a former commissioner of Risk Management Committee, who is responsible for the operation of KTBST

benefits from the securities in possession. In any case, securities companies would need to establish efficient control and risk management system.SEC is therefore conducting a public hearing on the

Bangkok, November 3, 2014 ? The SEC will revise underwriting rules to provide more flexible risk management by permitting underwriters to trade underlying securities of the underwritten securities