, which investors, banks, underwriters, placement agents and others may use to understand the financial and/or structural characteristics of any given SLB. The SLBP emphasise the recommended and necessary
ไดแ้ก่ (ก) การส ารวจและท าความเขา้ใจลูกคา้ (explore & understand) (ข) การก าหนดโครงสร้าง การลงทุน (portfolio construction) (ค) การลงทุนตามแผนจดัสรรการลงทุน (portfolio implementation) 3 (ง) การติดตามและ
wealth advice อย่างครบวงจร ท้ัง 5 ขั้นตอน ถ้าไม่มี ขาดขั้นตอนใด [ ] การส ารวจและรู้จักตัวตนของลูกค้า (explore & understand) [ ] การก าหนดแผนจัดสรรการลงทุน (portfolio construction) [ ] การลงทุนตามแผนจัดสรร
convergence with international standards. In building market confidence, the Thai capital market made a significant progress when it was ranked third of all 11 countries in Asia in the CG Watch 2012 survey
, the SEC made a significant progress in implementing the recommendations of TDRI by organizing a focus group and a public hearing on the proposed amendment to the Securities and Exchange Act. Moreover
) information according to sub clause (a) and (b) arranged in form which the client would be able to understand correctly and without being mistaken; (4) the advertisement shall have appropriate caution regarding
report as only a single factor in making their investment decision. mailto:Phineas.glover@credit-suisse.com Our Approach A lens to understand industry structural change 1. Climate Transition Super
Management Discussion and Analysis For the Financial Result of Quarter 3 Year 2017 Ended Semtember 30, 2017 Note: This Management Discussion and Analysis (MD&A) was made to disclose information and
that I have received and understand the prospectus, Fund details and any related documents for the subscription of investment units from the management company. I acknowledge the disclaimer and any