complaint is merely the commencement of the criminal justice proceedings. The process of determining whether a person has committed a legal offense involves the investigative powers of the inquiry officer
access to investment-related information. To fulfill this mission, the SEC developed the "Mutual Funds Insight" microsite to serve as a center of knowledge, services, and tools related to mutual fund
sectors. The TCFD recommendations can become a market mechanism for promoting investment in low carbon businesses. SEC Secretary-General Ruenvadee Suwanmongkol said: “SEC is the first public organization in
investment consultant for Napasook has already expired since 31 December 2019. SEC has therefore prohibited her from re-entering as personnel in the capital market business for a period of 10 years
implement I Code in the financial management for its members. The I Code is a guideline for financial management of institutional investors, which emphasizes sustainable returns, as well as responsible
, including the mutual funds, private funds, and provident funds, is approximately 7.08 trillion Thai baht, or about 44 percent in comparison to the overall GDP of the country. Therefore, if there were any
questions about investment; and (6) “SEC and SME” that provides the information of SEC’s missions for SMEs and Startups. A clip on how-to-use this microsite is available at https://youtu.be/0yFCoaOBi8o. ---------------------------------------
, a clarification is required regarding the necessity and reasonableness of the investments in RS's subsidiaries and assets with high cost while the valuation may not align with past financial
Bangkok, December 27, 2012 - The SEC imposed a one-month suspension on three investment consultants of Phillip Securities (Thailand) Plc. for not taping clients? trading orders, effective from
Bangkok, 16 October 2017 ? The SEC has filed a criminal complaint against Mr. Mitsuji Konoshita, an executive of Group Lease PLC. (GL), with the Department of Special Investigation (DSI) for