RCI securities via his nominee's securities account but failed to prepare and disclose report on change in his holding to the SEC Office within the period specified in the notification of the
1 to the SEC Office within November 17,2021 which is the period specified in the notification of the SEC. However, the result of the private placement bonds sale report was later filed with the SEC
2 to the SEC Office within November 29,2021 which is the period specified in the notification of the SEC. However, the result of the private placement bonds sale report was later filed with the SEC
give instruction which is a duty required to be performed. SEC Act S.300 in conjunction with 64 paragraph 2 Settlement Committee Meeting No. 8/2022 Settlement Committee Order No. 125/2022 Dated 27/07
and procedures as specified in the notification of the Capital Market Supervisory Board by failing to put in place a sufficient and effective system for product screening in order to offer for sale of
service providers in accordance with the notification of the SEC for 243 days. DAB Act S.30 Settlement Committee Meeting No. 8/2022 Settlement Committee Order No. 13/2022 Dated 27/07/2022
; digital assets in digital wallets connected to the internet when conducting transactions only (cold wallet) less than 90 percent of the customer's total digital asset value and did not deposit
asset depository service providers in accordance with the notification of the SEC for 243 days. DAB Act S.30 Settlement Committee Meeting No. 8/2022 Settlement Committee Order No. 15/2022 Dated 27/07
annual updated information statement for the year 2018 (Form 56-1) to the SEC office on December 2, 2021 later than the period specified in the notification. SEC Act S.56(4) Settlement Committee Meeting