กกำรลงทุนกระจุกตวัในผูอ้อกรำยใดรำยหน่ึง (High Issuer Concentration Risk) การลงทุนกระจุกตวัในผูอ้อกตราสารรายใดรายหน่ึงมากกว่า 10% ของ NAV รวมกนั ต ำ่ ≤ 10% 10% - 20% 20% - 50% 50% - 80% > 80% สูง ควำม
Concentration Risk) การลงทุนกระจุกตวัในผูอ้อกตราสารรายใดรายหน่ึงมากกว่า 10% ของ NAV รวมกนั ต ำ่ ≤10% 10% - 20% 20% - 50% 50% - 80% > 80% สูง ควำมเสี่ยงจำกกำรลงทุนกระจกุตวัในหมวดอตุสำหกรรมใดอตุสำหกรรมหน่ึง (High
that the firm considers as high risk? Please describe the relevant responses to these risks B1 Who is the ultimate shareholder(s) that have ultimate control of the audit firm, and;? B2 Who has the
to their risk appetite and their medium to long-term investment goals. Those who are interested can open account and buy investment units either from asset management companies directly or through
215, featuring a short-term life insurance product with low risk and high return. We also teamed up with KASIKORN ASSET MANAGEMENT CO., LTD. to launch mutual funds with varied investment policies suited
emissions, and those that remove and store greenhouse gases from the atmosphere. Examples include purchasing high quality, jurisdictional REDD+ carbon credits that support countries in raising the ambition on
and responsibilities of high-level management Chapter 2 Availability of competent personnel Chapter 3 Fund management operation system 3.1 Accepting of purchase or redemption orders of investment units
responsibilities of high-level management Chapter 2 Availability of competent personnel Chapter 3 Fund management operation system 3.1 Accepting of purchase or redemption orders of investment units 3.2 Investment
, how does the firm inform its personnel or what kind of process that the firm use to ensure that its staff evaluate clients risk? 5 Regarding integrity checks does the firm’s conduct, for example
/09/2009 4. Notification of Capital Market Supervisory Board TorThor. 41/2555 Rules, Conditions and Procedures for Trading of Units of Foreign Collective Investment Scheme to Institutional or High Net