UOB ASSET MANAGEMENT (THAILAND) COMPANY LIMITED|Feeder Fund | Offering Date : 13/03/2017 - 20/03/2017
Following an AIA report on clients’ complaints and SEC’s further investigation, it was found that Chalermwut had misappropriated the money received from two clients to pay for their annual premium of unit-linked insurance policies. He did not deliver the money to the company and spent the money for his own interest instead. As a result, the clients’ insurance policies and the protection coverage lapsed. Chalermwut’s wrongful acts against investors’ assets were liable to failure to perform...
Reporting Person : - | Type of securities : - | Date of reporting obligation : 12/12/2017
Reporting Person : - | Type of securities : - | Date of reporting obligation : 04/08/2017
Reporting Person : - | Type of securities : - | Date of reporting obligation : 13/09/2017
Reporting Person : - | Type of securities : - | Date of reporting obligation : 25/07/2017
Reporting Person : - | Type of securities : - | Date of reporting obligation : 08/08/2019
Reporting Person : - | Type of securities : - | Date of reporting obligation : 15/06/2017
Reporting Person : - | Type of securities : - | Date of reporting obligation : 12/01/2018
On 9 July 2020, the CMSB Meeting No. 13/2563, chaired by SEC Secretary-General Ruenvadee Suwanmongkol, passed a resolution approving the regulations related to the establishment of high yield bond