after closing. 6. There is no order, injunction, judgment, decree, regulation or court order issued by any governmental authority, regulatory body or court of competent jurisdiction which is in force, and
Advisory Group Meeting - a regional seminar focusing on market supervision and enforcement; ë Enforcement Training School - an annual forum hosted by the SEC for IOSCO APRC members to gain and exchange
having been settled the case with a fine for such offence; (d) having been pending under charge or criminal proceeding by competent authorities for the offence under (c). (5) directors, managers and any
would allow them to promptly respond to these new developments. For example, competent auditors who are farsighted and passionate in their learning would be best equipped to adjust to any changes. Hence
statement represents net gain of Baht 21.83 million, which increased by Baht 106.24 million or 125.86%. The separated statement represents net gain of Baht 23.59 million which increased by Baht 109.37 million
worldwide including Thailand to prevent the spread of Covid-19 outbreak. And the negative impact of Covid -19 pandemic on the shipping industry were getting goods stranded, not capable of being shipped in and
ensuring that listed companies are capable of fully complying with relevant criteria, and sufficiently supporting investment decisions. Moreover, financial advisors give opinions to shareholders when listed
This proposed amendment to the regulations on qualifications of capital market auditors aims to facilitate capable auditors’ entry into the capital market to perform audit work and to streamline
) before approving an account opening to ensure that the client is legally capable for executing legal acts with digital asset business operators, and review the KYC to ensure that the client’s information
company shall provide a reservation of information and computer system of the securities company which is capable of supporting the business operation continuously, efficiently and up to date. Clause 9. The