sheet, the earnings statement and the auditor’s report in at least one local daily newspaper and submitting a copy of the newspaper making such publication to the SEC Office. The proceeding under
tool to use for a systematic and long-term saving, with which one can use to prepare for a life after retirement because no matter how much the income one would have after retirement, daily expenses
such manipulation. At closing, the UMI price quadrupled from 7.75 baht per share on 8 January 2013 to 38.75 baht per share on 28 February 2013. An average daily trading increased nine times from 3 milion
funds are a tool used as a systematic and long-term saving to prepare for a life after retirement no matter how much the income person would have after retirement, daily expenses and health care
Securities and Exchange Act of 1992. The penalties include imprisonment for a term of 2 to 5 years and a fine from 200,000 to 500,000 baht, plus a daily fine of 10,000 baht until the violation ends.The SEC
trading activities of ABC shares were inconsistent with normal market conditions. As a result, the closing price jumped from 2.38 baht to 7.80 baht and the daily trading volume significantly increased from
money market funds or daily fixed income funds that have been impacted by the decreased market liquidity will be able to use the underlying unit trust as collateral for liquidity support from this
to be easily accessed by investors on a daily basis, except for the portfolio holding of the active ETFs which shall be disclosed, as considered appropriate, according to their underlying assets, but
baht for everyday during which the contravention continues.” SECTION 21 The provision under Section 273 of the Securities and Exchange Act B.E. 2535 shall be repealed and replaced with the following
accordance with the following rules; (1) prepare and complete the daily report of net liquid capital calculation by the following business day. Every report shall be signed by authorized person; (2) file the