inappropriate behaviors related to giving of investment advice to imply guarantee of returns or let investors expect returns without supporting information or documents. Investors are advised to study relevant
member. The programs could be conducted in various forms such as seminars, study visits, secondment (recruiting Cambodian personnel to work at the SEC) or on-the-job training. In addition, the two
พาณิชยศาสตร์และการบัญชี จุฬาลงกรณ์มหาวิทยาลัย ร่วมนำเสนองานวิจัยในหัวข้อ “Case Study: SEC Thailand’s Data Analysis for Crypto and Digital Asset Supervision” ซึ่งนำเสนอการใช้เทคโนโลยีและข้อมูลเชิงลึกในการ
number of eligible service users; (6) specifying a period of participating in the regulatory sandbox to be no longer than one year as from the approval date; (7) having the study or research results that
) having the study or research results that show the possibility of providing innovative financial services, including the research results on potential risks from the regulatory sandbox; (8) having no
, for example, limited types or number of service users; (4) specifying a period of participating in the regulatory sandbox to be no longer than one year as from the approval date; (5) having the study or
types or number of service users; (4) specifying a period of participating in the regulatory sandbox to be no longer than one year as from the approval date; (5) having the study or research results that
2019 Case study – dedicated approach 48 Board level oversight: Board Chair Management responsibility for implementation: Sustainability Steering Committee IncentivesFrequent reporting Source: CDP 2019
stakeholder consultation feedback in future.Acknowledging the role of voluntary carbon market in accelerating decarbonization in ASEAN, ACMF is determined to continue its study on voluntary carbon market. The
without fully explaining the fund's features nor giving the fund fact sheet to the client for self-study. The client misunderstood that the trigger fund was a fix-income fund similar to the product of the