employees to have financial management and planning skills, better standard of living and ability to afford comfortable retirement. Under the program, human resource unit of each employer will play a key role
against securities and exchange law. This seminar is the starting point to help lawyers to be preparedness and extend their ability to advocate or advise investors on legal requirements and procedures
has become effective since 1 October 2022. This is to enhance investors’ knowledge and understanding of the characteristics and risks of the products, and build the ability to accept risks and access a
professional standards. Other causes included a scarcity of knowledgeable personnel with specific expertise such as financial reporting standards and auditing standards, insufficiency of clear and detailed audit
Institutional Investors should: Principle 1: Adopt a Clear Written Investment Governance Policy. Principle 2: Properly Prevent and Manage Conflicts of Interest and Prioritise Advancing the Best Interest of
Institutional Investors should: Principle 1: Adopt a Clear Written Investment Governance Policy. Principle 2: Properly Prevent and Manage Conflicts of Interest and Prioritise Advancing the Best Interest of
impacts from the relevant project(s). Such mitigants may include clear and relevant trade-off analysis undertaken and monitoring required where the issuer assesses the potential risks to be meaningful1
instance, of such information, a clear text which states that “fund-raising businesses are non-profit social enterprise”, as well as the information on the business, program details, and performance report
investment objectives, the level of knowledge, understanding, and experience in derivatives trading, the financial status, and the repayment ability of each client. In performing the duty in accordance with
repayment ability of each client. In performing the duty in accordance with the criteria specified in Paragraph 1, the derivatives broker shall comply with the standards of conduct prescribed and notified by