caused by {B}, the bank’s branch manager at the time, whose negligence in inspecting and supervising duty performance of {A}, her subordinate, in a reasonable and proper manner, led to opportunities for
investment consultants above was deemed failure to perform duties with responsibility and deliberation as a professional in accordance with the Notification of the Capital Market Supervisory Board.* SEC has
Mr. Jessada Sookdhis, President of Thai Fintech Association, said “Thai Fintech Association is very pleased to work with SEC in the project “SEC FinTech Challenge” to strengthen new fintech
Facebook page DT Stock Market : Unlicensed securities and derivatives business (Disclosure Date : 17/05/2022)
the Stock Exchange of Thailand. Transport Minister Charupong said: ?It was a productive meeting with many key issues clarified. The SEC regulations will surely enhance the Thai capital market?s roles in
, as a government organization, has been assigned under the NAP Plan which following UNGPs Guiding Principles to support the business sector in the Thai capital market, especially listed companies, to
clients’ accounts in the manner that caused TIGER price or trading volume to be inconsistent with the normal market condition, with an intent to push the security prices up, during 24-29 October 2018 and on
actively cooperated with Meta (Thailand) - the service provider for Facebook and Instagram platforms, and LINE (Thailand) to swiftly block fraudulent channels on these platforms. This proactive scheme aims
organizations to promote financial literacy will drive a good fortune for Thailand?s prosperity in the long run.?