The SEC has sought cooperation from all financial advisors (FA) to help raise up standards of IPO companies by focusing on good internal control system and credibility of financial statements

Bangkok, July 20, 2006 ? The SEC has announced the resolutions of the SEC Board Meeting No.8/2549 held on July 18, 2006 as summarized below: 1. Appointments of the SET governors The SEC

Further to requests via the media for the SEC to promptly announce the result of its investigation on SCIB-C1 case, the SEC would like to inform that presently, the investigation into SCIB-C1 case

This is according to the news this morning stating about shares sold by mutual funds due to huge redemption of investment units. Mr. Thirachai Phuvanat naranubala, SEC Secretary-General stated

Today (February 3, 2004), the Office of Securities and Exchange Commission (Office of the SEC) appointed ?Accounting and Governance Steering Group? who will support the Office of the SEC?s policy in

With a view to elevating corporate governance of listed companies, the SEC aims for all of them to comply with the 15 CG principles, place importance on roles and duties of directors including

Bangkok, January 14, 2008 ? The SEC has announced the resolutions of the SEC Board Meeting No.1/2008 held on January 11, 2008, as summarized below: 1. Amendments to SBL and Short Selling

Bangkok, February 2, 2012 ? The Minister of Finance has appointed three expert members to the Securities and Exchange Commission and the Capital Market Supervisory Board, as follows:  - Ms. Benja

Bangkok, November 20, 2012 - The SEC revoked approval of three investment consultants, namely (1) {A} of Sicco Securities PLC, (2) {B}, then an employee of Asia Plus Securities PLC, and (3) {C}, then

Bangkok, November 29, 2013 - The SEC imposed a one-month suspension of approval on {A}, a securities investment consultant of Phatra Securities Plc., effective from November 29, 2013.This follows a