mutual fund without authorization from the client. She did not clarify the details of the new fund and failed to assess the client's risk tolerance before giving investment advice, causing inappropriate
8.2267 17/03/2021 4.5081 3.7185 8.2267 246009582103-1 7UP ADVANCE CAPITAL PARTNERS PTE., LTD. Disposition Stock 8.5899 4.8713 3.7185 11/03/2021 8.5899 4.8713 3.7185 246009462103-1 7UP PHAHANA INVESTOR
10.1379 246009802103-1 7UP Mr. Somyot Poompanmoung Acquisition Stock 4.5081 3.7185 8.2267 17/03/2021 4.5081 3.7185 8.2267 246009582103-1 7UP ADVANCE CAPITAL PARTNERS PTE., LTD. Disposition Stock 8.5899
Stock 0 34.8107 34.8107 14/09/2023 5.9499 34.8107 40.7606 The acquirer has been granted a waiver of tender offer. 246026192309-1 JCKH ADVANCE OPPORTUNITIES FUND I Disposition Stock 6.4749 0.4588 6.016 29
assess? Specialized process ? 4 Revenue recognition Production house Customer Contract to make an animated cartoon movie Advance payment/Installment payment Scope of work : ▪ Pre-production (i.e Layouts
AJ Advance Technology Public Company Limited AJ Advance Technology Public Company Limited (?AJA?), a securities issuer, had duty to prepare and submit the financial statement for the year 2019 within
AJ Advance Technology Public Company Limited AJ Advance Technology Public Company Limited (?AJA?), a securities issuer, had duty to prepare and submit the management discussion & analysis (MD&
Advance Power Conversion Company Limited Advance Power Conversion Company Limited (“APCON”) had duties to prepare and submit a financial statement for the year 2021 through the transmission system
Advance Power Conversion Company Limited Advance Power Conversion Company Limited (“APCON”) had duties to prepare and submit a key financial ratio report for the year 2021 through the transmission
. - Require the resigning staff with the employment with assurance clients to notify the firm in advance – usually in the wider timeframe than the resignation in normal circumstances – to enable the firm with