Exchange of Thailand did not cover the securities trading on August 16, 2004. Expectedly, if compilation of information is completed, the investigation result will be proposed to the SEC board meeting on
คู่มือ Devahuti Choudhury UNDP 12.15 – 12:20 Wrap - up คุณวินิตา กุลตังวัฒนา ผู้อำนวยการ ฝ่ายส่งเสรมิความยั่งยืน สำนักงาน ก.ล.ต. 12.20 – 13:30 รับประทานอาหารกลางวัน (Lunch box)
: elements of crime will be revised to be more concise and comprehensible as well as extended to cover non-insider who traded securities by using inside information obtained from others;2) Dissemination of
efficiently. Essentially, the proposed revisions cover the following key domains:(1) Establish multiple levels of expected security controls and oversight techniques that apply differently to licensed
’ businesses, increase their liquidity derived from trading in more than one exchange and access to larger pool of potential investors.This MOU will cover the establishment and functions of the working team
which are divided into six parts. The summaries of the essence are as follows: (1) amends the definition of “Securities” in Section 4 to cover other investment products that have substance like
requirements to cover both generic user accounts and high-privileged user accounts, and requiring business operators to manage IT incidents by conducting root cause analysis, maintaining incident records, and
information for investors? decision-making be explicitly shown on the cover of the summarized version of prospectus. Details of the revised rules can be viewed at the SEC website: www.sec.or.th. Stakeholders
and liquid assets to fully cover its payment obligations under such contracts. # # #
appropriate and flexible but will mostly be based on the same principle. The revision will cover various systems for example, operating systems relating to organizational structure and personnel readiness