alternative vehicle to manage their liquidity and to put their money away for a short time, besides bank deposits. Earlier, SEC conducted an opinion survey and also worked with the Association of Investment
worked for Country Group), had used incomplete Customer Confirmation and Portfolio reports in substitution for order tickets. Their actions were deemed as failure to record the customers? securities
raise awareness among employers, both in public and private sectors.In designing the Project, the SEC worked with the Thai Listed Companies Association and agreed that promotion of financial literacy in
evidence that the company?s owners and some employees had formerly worked for Best Point Associate Co., Ltd. and Victor Corporation (Thailand) Co., Ltd. against which the SEC had previously filed complaints
parties shared similarility in their names and place of headquarters and also jointly worked on the same project. This counterparty had overdue payments as well as continuous and accumulated losses. In case
structure that all of its board of director members worked full-time. This kind of structure did not facilitate an efficient check and balance system since the directors were monitored by the compliance unit
mutual funds as an investment instrument for the benefit of the Thai capital market at large. Over time, the SEC and the AIMC have consistently worked together on various fronts, including industry
installation of air tube systems for transfer documents and parcel (Pneumatic Tube Carrier Systems) for 9 projects. Hi Healthcare Center Co., Ltd. was operated medical service concerning healthcare and esthetics
parcel (Pneumatic Tube Carrier Systems) for 6 projects. Hi Healthcare Center Co., Ltd. was operated medical service concerning healthcare and esthetics under trademark “Wuttisak Clinic”, which start
projects. Hi Healthcare Center Co., Ltd. was operated medical service concerning healthcare and esthetics under trademark “Wuttisak Clinic” the Company has change the business strategy for appropriate with